This material is for informational purposes only and should not be construed as financial or legal advice.
This web site is designed to provide general and not specific information about investment banking related topics. The material provided is for informational purposes only. This material should not be viewed as a complete description or representation of the investment banking services or strategies discussed. This document is not an offer to sell or the solicitation of an offer to purchase or subscribe for any investment. The information is not intended to be used as the basis for investment decisions, nor should the information be construed as advice designed to meet your particular needs or the particular needs of any individual investor.
No portion of this web site is directed to persons who reside in jurisdictions that prohibit by any law, rule or regulation Reznick Think Energy from making the information on this web site available to its residents. Reznick Think Energy may only transact business in jurisdictions if first registered, excluded or exempted from state broker/dealer registration requirements and follow-up, individualized responses to persons in a specific jurisdiction by Reznick Think Energy that involve either the effecting or attempting to effect transactions in securities will not be made absent compliance with state broker/dealer registration requirements, or an applicable exemption or exclusion therefrom.
Securities regulations require broker/dealer firms to inform their clients of their plans to address the possibility of a business disruption that potentially results from power outages, natural disasters, or other unexpected events. Reznick Think Energy has a comprehensive business continuity program in place, which we review, update and test on a regular basis. The plan provides for continuation of our service within the hour in most cases. Following are a few examples of what might occur if we were to experience a business disruption of varying magnitude. If our telephones were to become unavailable for any reason, we would re-route telephone calls to an affiliate. In the event that we had to evacuate our facilities, we would transition to a separate remote location. If we had a power outage, we would re-route telephone and electronic communications to alternate locations, which may be an affiliate's location for the duration of the outage. While no contingency plan can eliminate all risk of service interruption, we continually assess and update our plans to help mitigate all reasonable risk. This disclosure is subject to modification.
To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes a formal relationship with the financial institution. What this means to you is that if you establish a formal relationship with Reznick Think Energy, you must furnish to us your name, address, date of birth, tax identification number and other information and documentation (which documentation may include a driver's license, passport, or other government-issued document evidencing nationality or residence and bearing a photograph or other similar safeguard) that will allow us to verify your identity. Where business entities establish formal relationships with Reznick Think Energy, we require certain information and documentation to verify the identify and existence of the business entity.
Any unprotected e-mail communication over the Internet is not confidential, is subject to possible interception or loss, and is also subject to possible alteration. Reznick Think Energy is not responsible for and will not be liable to you or anyone else for any damages in connection with an e-mail sent by you to Reznick Think Energy or an e-mail sent by Reznick Think Energy to you at your request or on an ad-hoc basis.